- Describe the evidence gathering process and the sampling methodologies the auditors may use for the controls being tested.
- Generate a list of preliminary findings you expect the auditors will discover based on the “Partially Collected Audit Evidence” section of the case study.
- Explain why you believe each is a finding. Refer to the “Control Objectives and Related Controls” section to support your findings.
- Identify how you will keep leadership abreast of the findings to expect and what has been addressed during the course of the audit.
